Online Learning

Ethics, Rules & Regulations (FA CPD)

Overview

WHO SHOULD ATTEND

Certification, FEES & FUNDING

Schedule

TESTIMONIALS

Social Media

Programme Overview

Against the backdrop of an evolving regulatory landscape and increasingly diverse ethical issues, this IBF-STS accredited, fully online programme provides learners with the right mindset to safeguard not just organisations and clients, but also themselves.

Learners have feedback that they enjoy and benefit from WMI’s unique Learn-Apply-Review pedagogy.

Learn covers the knowledge required.
This is followed by case studies to Apply the knowledge gained. These case studies developed by WMI’s practice-led faculty are based on real situations advisers face.
Review is achieved through a knowledge check quiz.

This programme is multi-device and multi-platform enabled to allow convenient 24/7 access across desktops, laptops, tablets and smartphones for Windows, Apple iOS and Android.

Participants will be awarded 6.75 Core/RRCE hours upon completing this module.

Upcoming Dates

Modules

Ethics is not just doing what is legal, but what is right. Issues governing professional and personal ethics, code of conduct and how this is impacted by the persons they work for and work with will be covered.

Rules & Regulations cover the regulatory framework in Singapore, risk management across the sales advisory process, AML and other criminal activities the adviser need to guard against.

There is one MCQ online final assessment after Ethics and one after Rules & Regulations.

Interested Participants Also Enquired About:

Advanced Diploma in Wealth Management Old

Certified Private Banker (CPB) Level 1 – Ethical Conduct

Certified Private Banker (CPB) Level 2 – Regulatory Compliance & Client Onboarding

Certification

Participants who successfully complete the programme will be awarded:

Accreditation

IBF-STS

This IBF accredited programme has been approved for both FAA and SFA and IBF-STS funding is available for eligible participants.

Certification

Participants who successfully complete the programme will be awarded:

WMI Certification

Modules	Full Fees (S$)	Fees after subsidies inclusive of GST (Available till 30 June 2022) (S$)
Before GST	After GST	Company-Sponsored

Note:

The information above is correct at the time of publication. Wealth Management Institute reserves the right to amend the fees and/or terms and conditions as appropriate.

Online Learning

Ethics, Rules & Regulations (FA CPD)

Programme Overview

Upcoming Dates

Modules

Interested Participants Also Enquired About:

Advanced Diploma in Wealth Management Old

Certified Private Banker (CPB) Level 1 – Ethical Conduct

Certified Private Banker (CPB) Level 2 – Regulatory Compliance & Client Onboarding

Who Should Attend

Certification

Schedule

Testimonials

We are currently updating our course fees and schedules on our website. Some course fees may not be reflected accurately. For the avoidance of doubt, WMI reserves the right to revise, update or amend the final fees at the point of transaction. Click here to contact us for more information.