Compliance Risk Management

Certified Compliance Officer Advanced (Compliance Monitoring, Surveillance and Testing)

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Programme Overview

Compliance officers play a vital role in their respective organizations. That role has traditionally been to ensure that financial institutions operate with integrity and adhere to applicable laws, regulations, and internal policies. In recent years, there has been a drive to expand the mandate and expectations of a compliance officer and to better balance its role as an advisor to the front line with its role of providing challenge and independent oversight. Challenge and control responsibility is supported by robust compliance monitoring, surveillance, and controls programs. This programme will equip participants with skills to develop and implement effective and efficient monitoring, surveillance, and controls programs aligned with the organizational strategy, relevant regulations and standards. Participants will be able to assess the need and propose an adequate technological solution to facilitate monitoring, surveillance and control activities and establish  and evaluate mechanisms to track effectiveness and efficiency of monitoring, surveillance, and controls outcomes and results to identify system, process, and control gaps; propose enhancements in order to remediate and strengthen the organization’s control framework. 


You will have direct exposure to seasoned compliance industry specialists and leaders who are expert in the particular area. All sessions are interactive including teaching, case studies, group break outs and discussions and assessments are similarly designed to ensure skills learnt are thoroughly understood and grasped in practice and can be applied to work life circumstances.  Successful completion of the programme qualifies you for a Certified Compliance Officer (Compliance Monitoring, Surveillance & Testing) qualification as well as  eligibility to apply to IBF for the Compliance Monitoring, Surveillance & Testing Level 2 Certification*, recognizing your achievement.


 *subject to T&Cs


Participant must complete 5 compulsory modules.

The compulsory modules are –

  • Compliance Risk and Compliance Culture
  • Compliance Strategy, Policy and Advice
  • Financial Crime Regulaion
  • Compliance Monitoring, Surveillance & Controls
  • Compliance/Regtech & Project Management.


Interested Participants Also Enquired About:

Advanced Diploma in Financial Crime Compliance and Compliance Analytics

Graduate Diploma in Compliance in Financial Services