Certified Private Banker (CPB) Level 2 – Regulatory Compliance & Client Onboarding

Programme Overview

Many of us face ethical dilemmas in our personal or work life. While there is no direct answer for every dilemma, there are well-regarded frameworks which provide a structured approach to handle such issues. Besides covering such frameworks, this course will feature several case studies. There will be an online assessment to assess your understanding of what has been shared and taught.

Modules

These IBF-STS accredited fully online modules promote a paradigm shift towards a “conduct culture” instead of a “compliance culture”. Co-developed with the CFA Institute, the learner will gain valuable insights on how to resolve challenging ethical dilemmas using their Ethical Decision-Making Framework.

Download programme brochure

Who Should Attend

The Level 2 programme is designed for professionals with 3 years or more of experience in Private Banking (or serving the HNW client segment).

 

  1. Client Advisors, Relationship Managers, Assistant Relationship Managers and all other Covered Persons
  2. Private Client Relationship Managers, Senior Priority Relationship Managers in Consumer or Retail Banking
  3. Insurance Advisors, Financial Consultants and Independent Financial Advisors
  4. Product and Investment Specialists

 

Mid-career switch professionals should first complete the CACS Examinations and start with the Level 1 programme before embarking on Level 2.

Useful Links

Certification

Participants who successfully complete the programme will be awarded: 

Accreditation

Accreditation

IBF-STS

 

  • The module is eligible for IBF-STS funding for direct training costs. T&Cs apply. Participants are advised to assess the suitability of the programme and its relevance to their business activities or job roles. Find out more on www.ibf.org.sg.

Certification

Certification

Participants who successfully complete the programme will be awarded: 

  • WMI Certificate

Note:

In addition to Course Fees, each participant will also be charged a non-refundable and non-claimable application fee of S$85 (including GST).

 

Click here to read more about the terms & conditions governing registration, payment, cancellation, deferment and no-show.

 

The information above is correct at the time of publication. Wealth Management Institute reserves the right to amend the fees and/or terms and conditions as appropriate. 

Schedule

Modules
Modules

Testimonials

Testimonials

Upcoming Dates

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