In the ever-evolving realm of financial services, maintaining integrity and compliance is not just a regulatory obligation but a cornerstone of trust and stability. The modules presented here delve into two fundamental pillars: Ethical conduct and Customer Due Diligence & Regulations.
Discover our accredited online program tailored to accommodate the rigorous schedules of our diverse audience. Our curriculum is thoughtfully structured into bite-sized content, ensuring a positive and engaging learning experience. Accessible across various platforms through WMI’s innovative Learning platform, learners may pursue their learning goals with convenience.
Upon successful completion, participants will be awarded 6 Core FAA/SFA hours, and eligible participants will also qualify for IBF-STS funding.
By the end of these modules, participants will be able to:
Ethical Conduct (EC) – 2 hours
In today’s complex and interconnected financial landscape, understanding and adhering to ethical principles is paramount within the financial services industry. This module will explore the ethical considerations that play a crucial role in maintaining trust, integrity, and stability. This will guide compliance advisers and financial representatives in making responsible decisions that impact clients, organisations, and the broader society.
Customer Due Diligence and Regulations (CDR) – 4 hours
Regulations form critical aspects of the financial services industry, ensuring that organisations operate within the boundaries of the law, maintain the integrity of the financial system, and protect the interests of clients and stakeholders. This module will guide compliance advisers and financial representatives to learn more about compliance with relevant regulations to gain a comprehensive understanding of the regulatory landscape and develop the necessary knowledge and skills to meet compliance requirements.
Useful Links
Participants who successfully complete the programme will be awarded:
Accreditation
IBF-STS
This IBF accredited programme has been approved for both FAA and SFA and IBF-STS funding is available for eligible participants.
Certification
Participants who successfully complete the programme will be awarded:
Fees and Funding
| Modules | Full Fees (S$) |
Fees after subsidies inclusive of GST (Available till 30 June 2022) (S$) | ||
|---|---|---|---|---|
| Before GST | After GST | Company-Sponsored | ||
Fees and Funding
| Modules | Full Fees (S$) |
Fees after subsidies inclusive of GST (Available till 30 June 2022) (S$) | ||
|---|---|---|---|---|
| Before GST | After GST | Singaporean Aged Below 40 / PR | Singaporean Aged 40 & Above | |
Fees and Funding
| Modules | Fees after Subsidy (incl. of GST) |
Fees after subsidies inclusive of GST (Available till 30 June 2022) (S$) | ||||
|---|---|---|---|---|---|---|
| Category | |||
|---|---|---|---|
| 2 | |||
| 1 | Not Applicable | ||
1 For Singaporeans aged 40 and above, you are eligible to utilise the SkillsFuture Credit (Mid-Career) further to offset your course fee after the IBF subsidy.
2 Fees shown are after IBF-STS funding assuming students meet the minimum academic standards outlined by IBF and are physically based in Singapore. The fees are also subject to IBF accreditation approval for all modules.
Fees and Funding
Modules |
Full Fees (S$) |
Fees after subsidies inclusive of GST (Available till 30 June 2022) (S$) | |||||
|---|---|---|---|---|---|---|---|
| Before GST | After GST |
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Fees and Funding
Modules |
Full Fees (S$) |
Fees after subsidies inclusive of GST (Available till 30 June 2022) (S$) | ||
|---|---|---|---|---|
| Before GST | Below 40 | 40 & Above | ||
Note:
The information above is correct at the time of publication. Wealth Management Institute reserves the right to amend the fees and/or terms and conditions as appropriate.
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