Compliance Risk Management

Certified Compliance Officer Advanced (Regulatory Compliance)

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Programme Overview

In light of the changing business and regulatory landscape, the increasing rate and pace of change, and consequent regulatory scrutiny and enforcement actions impacting corporate and personal reputations and wallets, knowledgeable, skilled and practical regulatory compliance professionals are required and in demand to help businesses and their institutions navigate and conduct operations. This programme equips you with a solid grasp of the fundamentals of compliance culture and risk, compliance strategy and planning, regulatory technologies and project planning skills. You may elect a specialist product area selecting among consumer banking, private banking, asset management or wholesale banking, depending on the particular area you are practicing or wish to gain mastery in.

 

You will have direct exposure to seasoned compliance industry specialists and leaders who are expert in the particular area. All sessions are interactive including teaching, case studies, group break outs and discussions and assessments are similarly designed to ensure skills learnt are thoroughly understood and grasped in practice and can be applied to work life circumstances. Successful completion of the programme qualifies you for a Certified Compliance Officer (Regulatory Compliance) qualification as well as eligibility to apply to IBF for the Compliance Advisory Level 2 Certification*, recognizing your achievement.

 

*subject to T&Cs

Modules

Participant must complete a total of 4 modules – 3 compulsory modules and 1 module out of the 5 possible options.

 

The compulsory modules are –

  • Compliance Risk and Compliance Culture
  • Compliance Strategy, Policy and Advice
  • Compliance/Regtech & Project Management.

 

The optional modules are –

  • Retail Banking and Fintech Regulation
  • Private Client Compliance Lifecycle and External Asset Managers
  • Wholesale Banking and Capital Markets Regulation
  • Compliance in Asset Management and Financial Advisory Services
  • Handling Serious Compliance Incidents and Performance Management

 

Interested Participants Also Enquired About:

Advanced Diploma in Regulatory Compliance and Compliance Analytics

Graduate Diploma in Compliance in Financial Services

Certified Compliance Officer Advanced (Compliance Analytics)