Certified Compliance Officer Advanced – Compliance Analytics

Programme Overview

Data is the new oil. The volumes and quantities of data have increased significantly and the power to fully utilise this with modern technologies is a huge benefit if properly harnessed and leveraged. Compliance and risk professionals who understand these dimensions can help their organisations chart a path forward by utilising such data, tools and technologies.


This programme will articulate and explain the importance of data and data analytics for compliance and risk functions. It is designed to provide financial institution practitioners with awareness of data governance, the key data management components such as data lineage, and data quality, and how these data components are critical to enabling effective and efficient Know Your Customer (KYC) profiling, improved transaction monitoring and controls through the deployment of artificial intelligence, machine learning and data analytics.


The programme addresses how current digitisation trends will change the compliance landscape from a KYC / AML compliance perspective, coupled with the importance of understanding how knowledge of model validation and audit of compliance processes is key to ensuring the automated compliance process and algorithms are reasonably concise and relevant to the scenarios. 


You will have direct exposure to seasoned compliance industry specialists and leaders who are experts in the particular area. All sessions are interactive including teaching, case studies, group breakouts and discussions and assessments are similarly designed to ensure skills learnt are thoroughly understood and grasped in practice and can be applied to work-life circumstances. Successful completion of the programme qualifies you for a Certified Compliance Officer (Compliance Analytics) qualification as well as eligibility to apply to IBF for the Compliance Analytics Level 2 Certification*, recognising your achievement.


 *subject to T&Cs


Participant must complete 4 compulsory modules:

  • Compliance Risk and Compliance Culture
  • Compliance Strategy, Policy and Advice
  • Compliance Data Analytics
  • Compliance/Regtech and Project Management

Download programme brochure

Who Should Attend

This course is designed for compliance professionals within the financial services sector with at least 3 years of relevant experience, including legal, enterprise/operational risk, audit professionals and those in control functions in the first line of defence. It is also relevant for external lawyers, consultants and accountants advising financial services sector.

Useful Links


Participants who successfully complete the programme will be awarded: 



IBF Standards Training Scheme (IBF-STS) 


Find out more at www.ibf.org.sg/home/for-individuals/skills-and-jobs-development/training-support/IBF-STS





Singapore Institute of Legal Education Accreditation
Module: Compliance Risk and Culture
Eligible Public CPD Points: Day 1= 4, Day 2= 4.5. Total = 8.5 (TBC)
Practice Area: Ethics and Professional Responsibility
Training Level: Intermediate

Participants who wish to obtain CPD Points must comply strictly with the Attendance Policy set out in the CPD Guidelines. For this activity, participants are reminded to sign in on arrival and sign out at the conclusion of each day of the event in the manner required by the organiser. Participants must not be absent from each day of the event for more than 15 minutes. Participants may obtain Public CPD Points for each day of the event on which they comply strictly with the Attendance Policy. Participants who do not comply with the Attendance Policy on any particular day of the event will not be able to obtain CPD Points for that day. Please refer to www.sileCPDcentre.sg for more information.



Participants who successfully complete the programme will be awarded: 


WMI Certification

  • Certified Compliance Officer (Compliance Analytics)
  • CPD hours (IBF-STS and Core FAA/SFA CPD)


IBF Certification

  • Eligible for the IBF Advanced (Level 2) Certification in Compliance Advisory 

T&Cs apply.


In addition to Course Fees, each participant will also be charged a non-refundable and non-claimable application fee of S$85 (including GST).


SkillsFuture Credits can be utilised to offset the balance of the programme fees after IBF subsidy. Do note that SkillsFuture Credits cannot be used to offset Application Fees.


Click here to read more about the terms & conditions governing registration, payment, cancellation, deferment and no-show.


The information above is correct at the time of publication. The Wealth Management Institute reserves the right to amend the fees and/or terms and conditions as appropriate. 


Schedule is subject to change, additional classes may be added with sufficient interest. Please click “Apply Now” to register your interest.

Compliance Data Analytics - 3 & 4 May 2024
Compliance/Regtech and Project Management - 23 & 24 May 2024
Compliance Risk and Compliance Culture - 29 & 30 Aug 2024
Compliance Strategy, Policy and Advice - 26 & 27 Sep 2024



AML Officer in a regulator

Class of 21/22

AML Officer in a local bank

Class of 21/22

Team Lead in a private bank

Class of 21/22

Register for Online Information Session

Get a chance to speak with our team in an online information session to learn more about WMI’s Certified Compliance Officer Advanced – Compliance Analytics programme. We are happy to offer an overview of the programme and any enquiries you may have about WMI in this one-hour virtual session.

Upcoming Dates

13 Mar 2024, Wednesday, 5pm
20 Mar 2024, Wednesday, 5pm
27 Mar 2024, Wednesday, 5pm
3 Apr 2024, Wednesday, 5pm
10 Apr 2024, Wednesday, 5pm

Enquire Now

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