Principles of Wealth Management (PWM)

This one-day module provides the foundational knowledge for a covered person in Private Banking to understand the obligations and regulatory requirements.

Topics include:

• Who is offered wealth management services and their objectives
• Who can offer Wealth Management services, their credentials and basic responsibilities
• Types of institutions in Singapore’s wealth management sector and their services
• Regulatory frameworks for individuals providing wealth management services and investment advice to high-net-worth individuals
• Fundamentals of client acquisition, onboarding and servicing

Total Training Duration / CPD Hours: 8

Classroom Hours: 8

This one-day module provides the foundational knowledge for a covered person in Private Banking to understand the key features of products specific to key asset classes used to construct portfolios that achieve client wealth management objectives.

Asset classes covered include:

• Fixed Income
• Funds
• Foreign Exchange
• Equities

Total Training Duration / CPD Hours: 8

Classroom Hours: 8

This one-day module provides the foundational knowledge for a covered person in Private Banking to understand the key features of products specific to key asset classes used to construct portfolios that achieve client wealth management objectives.

Asset classes covered include:

• Structured Products
• Derivatives
• Alternative Investments

Total Training Duration / CPD Hours: 8

Classroom Hours: 8

This one-day module provides the foundational knowledge for a covered person in Private Banking to understand the basics of portfolio management theory, macroeconomics, credit and leverage.

Total Training Duration / CPD Hours: 8

Classroom Hours: 8