Compliance Risk Management

The Foundation Compliance – Ethics, Risks, and Culture course is a programme designed to equip individuals with essential compliance knowledge and skills. Accredited at IBF Level 1, it is ideal for anyone seeking to understand the importance and functioning of compliance within Singapore’s financial industry. The course offers a comprehensive overview of ethical practices, risks, and culture, providing participants with the necessary tools to foster a culture of compliance within their organization. Through the program, participants will gain insight into Singapore’s regulatory framework and learn how to identify, mitigate and manage compliance risks. Overall, This programme is an excellent starting point to enhance their compliance knowledge and skills and is essential for anyone seeking to excel in the financial services industry in Singapore.

Total Training Duration / CPD Hours : 8

Core FAA CPD : 6

Core SFA CPD : 6

Classroom Hours : 8

Preparatory Hours : 4

The Foundation Compliance Policy programme is designed to equip individuals with the knowledge and skills needed to implement effective compliance policies based on regulatory requirements in Singapore’s financial industry. Accredited at IBF Level 1, this programme provides participants with a comprehensive understanding of the regulatory landscape in Singapore and how to apply regulatory requirements when developing and implementing compliance policies. Through the program, participants will learn how to identify, mitigate, and manage compliance risks, and implement compliance policies that adhere to regulatory requirements.

Total Training Duration / CPD Hours : 8

Core FAA CPD : 0

Core SFA CPD : 0

Classroom Hours : 8

Preparatory Hours : 4

The Foundation Financial Crime Compliance Course is designed to equip new and junior employees engaged in Financial Crime Compliance (FCC) activities with key skills and knowledge. Participants will be able to describe and explain the types of financial crimes related to AML, CTF, Sanctions, Anti Bribery & Corruption, Fraud, and proliferation financing, as well as understand the role and functions of financial crime compliance, relevant legal and regulatory requirements, key risks, and typologies. Participants will also be able to apply processes for customer onboarding, due diligence, screening, monitoring, and surveillance.

Total Training Duration / CPD Hours : 6

Core FAA CPD : 6

Core SFA CPD : 6

Classroom Hours : 8

Preparatory Hours : 4

The Foundation Legal and Regulatory Compliance programme offers participants an overview and understanding of financial services products, services, and intermediaries, as well as core legal and regulatory requirements, frameworks, and codes. Through this course, participants will develop a comprehensive understanding of the regulatory landscape within the financial services industry, including the expectations and standards set by regulators. Successful completion of the course will enable participants to apply their understanding of regulatory compliance in the workplace.

Total Training Duration / CPD Hours : 6

Core FAA CPD : 6

Core SFA CPD : 6

Classroom Hours : 8

Preparatory Hours : 4

The Foundation Compliance Analytics programme offers a comprehensive introduction to the use of data analytics in Compliance. Participants will gain an understanding of essential topics such as data collection and analysis, data mining and modelling, and risk analytics. The programme also includes training on data storytelling and visualization, allowing participants to effectively communicate insights to stakeholders. Overall, the Foundation Compliance Analytics programme is an excellent opportunity for professionals seeking to enhance their compliance knowledge and skillset in the data-driven financial services industry.

Total Training Duration / CPD Hours : 8

Core FAA CPD : 0

Core SFA CPD : 0

Classroom Hours : 8

Preparatory Hours : 4