Compliance Risk Management

Certified Compliance Officer

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Programme Overview

Led by senior leaders and practitioners in Singapore’s financial services industry, the Certified Compliance Officer programme offers new joiners or mid-career switchers a comprehensive overview of the latest regulatory developments and practical guidance on implementing and enforcing compliance policies effectively. Participants will learn about critical regulations such as MAS Notice 626, the Banking Act, SFA, and FAA, as well as risk management, and data privacy. The interactive learning environment enables engagement with senior leaders and peers alike. Upon completion, participants will be equipped with the knowledge and tools necessary to enhance compliance practices, mitigate risks, and promote ethical behaviour in their financial institutions.

Register for Online Information Session

Get a chance to speak with our team in an online information session to learn more about WMI’s Certified Compliance Officer programme. We are happy to offer an overview of the programme and any enquiries you may have about WMI in this one-hour virtual session.

Upcoming Dates

31 May 2023, Wednesday, 5pm
14 Jun 2023, Wednesday, 5pm
28 Jun 2023, Wednesday, 5pm


Two modes of study: Standalone and/or Stackable


Each module covers different topics and subject matters. They can be taken individually or together, to cater to the varying focus and interests of each firm, talent and professional. Participants must complete a total of 4 modules – 3 compulsory modules and 1 specialist module out of the 3 possible options. A participant who passes all 3 compulsory modules and 1 specialist module will be awarded the Certified Compliance Officer certification.


The compulsory modules are:

  • Foundation Compliance – Ethics, Risks and Culture*
  • Foundation Compliance Policy*
  • Ethics, Rules and Compliance (E-learning – Free Access)*


The specialist modules are:

  • Foundation Financial Crime Compliance*
  • Foundation Legal and Regulatory Compliance*
  • Foundation Compliance Analytics*


*This programme is currently undergoing IBF accreditation and may be subject to changes.

Interested Participants Also Enquired About:

Advanced Diploma in Financial Crime Compliance and Compliance Analytics

Advanced Diploma in Regulatory Compliance and Compliance Analytics

Graduate Diploma in Compliance in Financial Services