Advanced Diploma in Financial Crime Compliance and Compliance Analytics

Compliance risks have become the biggest risks for global financial institutions and may threaten the existence of these firms. This module will enable participants to identify and distinguish the major compliance issues and risks, outlining regulators’ expectations of core ethical values of regulated institutions and their compliance systems.

Total Training Duration / CPD Hours : 13

Core FAA CPD : 13

Core SFA CPD : 13

Classroom Hours : 13

Online Hours : 3

Developing, establishing and driving the Compliance strategy and programme,  risk appetite and overall compliance direction for the organization is fundamental, as is ensuring and assuring compliance with applicable rules, regulations and codes of conduct. This module will enable participants to understand approaches to undertake this and roles and responsibilities.

Total Training Duration / CPD Hours : 13

Core FAA CPD : 13

Core SFA CPD : 13

Classroom Hours : 13

Online Hours : 3

Financial Crimes Compliance is a key focus area for regulators locally and globally with significant fines and penalties applied. This module will provide participants with an understanding of Singapore regulations, overview of key financial crime risks and design of financial crime programmes including in the context of a changing technological landscape.

Total Training Duration / CPD Hours : 13

Classroom Hours : 13

Online Hours : 3

Compliance professionals are required to balance roles as advisor,  and to provide challenge and independent oversight through robust compliance monitoring and surveillance. This module will enable participants to design, establish and operate effective and efficient monitoring and surveillance programmes and control processes leveraging the use of technology.

Total Training Duration / CPD Hours : 13

Classroom Hours : 13

Online Hours : 3

Data and data analytics, data governance, data lineage and data quality are critical enablers of effective and efficient customer risk management and compliance monitoring. This module will equip participants with awareness of these components and address the impact of current digitization trends on the compliance landscape from a KYC/AML perspective.

Total Training Duration / CPD Hours : 13

Classroom Hours : 13

Online Hours : 3

Today’s technologies are able to transform traditional legal and compliance activities (regulatory technology), but require the knowledge to understand such technologies and select appropriate tools for distinct tasks. This module will equip participants with the skills to critically assess different technologies available, define business requirements, implement robust project management and successfully deploy respective tools in the organisation.

Total Training Duration / CPD Hours : 13

Classroom Hours : 13

Online Hours : 3

Despite best efforts to adhere and comply with applicable regulations, compliance incidents occur. Robust management and ensuring lessons learnt are internalized are key. This module will equip participants with the skills and requirements to handle serious compliance incidents in line with regulatory requirements and expectations, including disciplinary sanctions and performance management.

Total Training Duration / CPD Hours : 13

Classroom Hours : 13

Online Hours : 3